TheCorporateCounsel.net Survey # 190



1. When it comes to the end-user exception to the clearing requirement for swaps and board review and approval of the decision to use the exception, our company: (select only one)
	We have already implemented a board approval policy before the need for the exception arises
	We have started the process of adopting a board approval policy but have not done so yet
	We have decided that we don't anticipate ever needing the exception so we have not adopted a board approval policy
	We have decided to seek board approval on a swap-by-swap basis rather than annually
	We have not yet decided what to do

2. For those companies that plan on relying on the end-user exception, will the company: (select only one)
	Make an annual filing of the electing counterparty information ahead of the first swap transaction
	Report the electing counterparty information on a swap-by-swap basis
	We have not yet decided what to do

Executive Press, Inc., - P.O. Box 21639 - Concord, CA 94521-0639 • (925) 685-5111 • Fax (925) 930-9284